Level 4 — Blue

“Sacrifice self now in order to obtain later....”
L4-Blue is where we reign in all that unbridled
energy and passion we found in L3. In fact, L4 is primarily about reigning in. L4
is where “right and wrong” becomes our test for behavior. We band together again,
this time in a bigger community, to defend ourselves against the immorality and violence
of L3 gone wild. We establish laws and rules,
governing bodies and methods of enforcement, absolute systems of authority, and a
boundless set of expectations for ourselves and others. This may be as elaborate
as a set of strict rules for behavior based on vice and virtue, or as subtle as the
undercurrent of values, norms, morals and conscience.
While there are a very few L2 tribes remaining
on the planet, there are many L2 families and
organizations. L3 is dominant in many of the
“third world” societies, including island nations and post-tribal, but pre-bureaucratic
cultures. The majority of the world is in the hands of L4,
L5, and most recently, L6.
These are the systems of thought and values which will be the most familiar, and
which are currently most prevalent in business.
EVEN AND ODD CHARACTERISTICS
Before getting into the details of L4,
let’s look again at a pattern that is beginning to emerge on the linear illustration
above.
The ODD NUMBERED SYSTEMS (above the line) will always be developmental systems where
I express myself as an individual. I will always be acquiring
new skills and looking for what gratifies me and makes me happy.
In the EVEN NUMBERED SYSTEMS, we consciously sacrifice. We sacrifice
ourselves, and we sacrifice whatever it was that we acquired
in the last odd number. We sacrifice for the group, and with each progressive
even number, the group is bigger and more comprehensive.
Above the line is singular, while below the line is plural. In the
odd numbers, words like “I, me, and mine” are used heavily, while in the evens, “we,
us, our, and ours” are the heavy hitters.
At L1, we acquire the skills to survive in the
physical world. At L2, we take those skills and
use them for the group — the tribe or family. We sacrifice our individual status
to become part of the group. At L3, we acquire
the ego skills to conquer others through physical strength or power, and then at
L4, we use those ego skills and that strength
and power to organize and provide stability to the society. We sacrifice our individual
status to become part of the group.
Another characteristic of even and odd systems is that odd systems are toward
chaos, while even systems are toward order. Odds are in a frantic quest for more
more more, while evens are out to organize all that more that came out in
the last odd level.
These patterns will continue as we travel the map, so keep your eyes open.
PROBLEMS OF EXISTENCE
The biggest problem of existence at L4
is bringing peace — and peace of mind — to lives filled with chaos and violence.
If L3 produced marauders, bandits, pirates and
dictators, then L4 produces lawmen, judges, bureaucrats,
preachers, and politicians. For L4, the greatest
challenge is setting the world in order. They need / search for security, organization,
and meaning.
As in L2, there’s a lot of attention to God in
L4, but here, it is more likely to be a God who
dwells in the details and law books, rather than a God who dwells in mystery. For
L4, part of the mystery has been solved, because
we have access to the causal conditions of existence: The Laws of God. The God of
L4 is the god that judges sinners and is seen
as wrathful and vengeful. However, the L4 perception
of an angry God is incomplete unless God is also seen as totally and completely just.
The L4 world is divinely controlled and guided
to the point that all causes are seen as God’s causes. This includes causes linked
to the Divine Right of Kings, divinely sanctioned autocracy and oligarchy, or any
politic controlled or tied to religion. The L4
world is one in which there can be only one Truth, one Right, and one Good. This
makes the rest of life easier because by default, everything else is untruth, wrong,
and evil.
Taken to its extreme, religious fervor attached to any belief system can result in
an L4 holy war. Any society where L4
adherents are willing to fight, kill, and die for a system of rules is fighting an
L4 battle. This is not to say anything about
the rightness or wrongness of all L4 battles
— certainly no fight was ever more based on L4
problems of existence than the Allied fight in World War II — and that’s just one
recent example.
The real problem with the L4 system in action
during wartime shows up when both sides believe God — or Truth with a capital
T — is on their side.
COPING MEANS
The salvation for L3 moving into L4 is salvation itself. Prior to L4,
relationship with God or the gods is only achieved by appeasing the Spirit or spirits.
At L2, we make sacrifices and burn incense. We
make offerings and chants. At L3 we conquer lands
and dedicate them to our deity. At its best, this relationship is full of tradition.
At its worst, it is full of fear, uncertainty, and the presence of erratic, unpredictable
and temperamental spiritual beings. At L4, this
relationship changes and for the first time we achieve salvation — at least in part
— by our own doing. We can choose to follow the Law of God or not. We choose to accept
and adhere to the Truth — or not. But it is our choice — and not our luck, our ability
to correctly perform a sacrifice, or random fortune which determines our eternal
fate.
In a way, you have to look at each level of development as the best answer to the
level before. The best response to learning to survive the physical world is to group
together for safety. The best response to a safe and secure home base is to go out
and explore your own limits. The best response to a life of testing limits is to
set boundaries. In this progression, the L4 coping means of ordering the world with
laws and rules is actually a way of coping with the world created by L3.
Once again, the idea of an emerging model is the best and clearest way to think about
this.
The L4 mystery is solved by logic, reason, and
the black and white absolutes. If there’s a problem or a difficulty — then there
is already a rule or law to govern it, or there should be — and will be. L4s take it upon themselves to create laws where there
are none, and to enforce the ones that exist. Loyalty, patriotism, and the “do’s
and don’ts” of polite society are born of L4
(Etiquette is an L4 concept....) This complete
dependence on structure not only gives L4 its
boundaries and limits, it also gives it the most profound demonstration of rigidity
and inflexibility.
There is forgiving at L4, but not forgetting.
Where transgression of the law is concerned, there may be acknowledgment of the transgressor,
but not acceptance — and there may not even be acknowledgment. Banishment and shunning
are the L4 mechanism for refusing to acknowledge
those who have transgressed.
The last coping mechanism — and one of the most profound — is critical thought. Until
we set up standards at L4, there is no way to
measure. The direct outgrowth of rules, laws, guidelines, standards, and organized
goals is that it sets up the grid of right, wrong, well done, poorly done, average,
vice, virtue, continuums, and bell curves that makes measurement possible. With this
grid in place, we can judge the value of each other, our ideas, or actions, our progress
in school, and even our art and literature. The ability to think critically about
the world has given rise to 5-Star restaurants, Siskel and Ebert, and super-premium
ice cream. This grid is what makes it possible to breed animals for specific characteristics,
and develop heartier, disease resistant, and larger fruited and more flavorful vegetable
plants. This grid is what lets us recognize the good guys from the bad guys.
In the previous level, there was no critical thought - only winners and losers. The
only way to measure one against the other was to see who won — or who survived. With
critical thought, it is possible to judge who’s right and who’s wrong without a duel.
Lincoln and Douglass did it with debate. Scientists do it by experiment. You can
see this coping means in action by looking at lawyers at work. The legal profession
did not come into existence until L4 became a
prominent world view — and it is an excellent measuring stick of a society. To the
degree that lawyers exist at all, and then to the degree that they exist strictly
for the sake of justice — that is the measure of L4
at work in the society.
Hand in hand with critical thought comes the ability to think in abstractions (such
as right and wrong, the intangible future, or in theoretical constructions). As a
result, the simple arithmetic of system L2 and
L3 gives in to the beginnings of higher mathematics.
In the same way that experimental science first came into existence with L4,
algebra and geometry also find their beginnings here.
MOTIVATORS AND DRIVERS
At L4, we’re motivated by loyalty,
the “Truth with a capital T,” and unwavering belief. This is where slogans begin
to appear, like:
“God said it; I believe it; that settles it.”
“America: love it or leave it.”
“God fights on our side.”
This adherence to divine Truth is motivated by time. —By an eternal reward
(or perhaps to get away from eternal punishment.) Either way, the motivation is the
same: there’s something coming after this, and it must be better (or worse) than
what’s here; therefore, we will do whatever it takes to get the reward and avoid
the punishment.
It’s at L4 that our individual preference for
either going toward what we want or going away from what we don’t want
begins to show up in a big way. This “Towards/Away From” meta program is present
before L4, but not in such a profoundly visible
way.
It is this motivation towards order and security which produces one of the interesting
results of an L4 society: the laws of science.
What this means in the world of science is that while the individual scientists may
move on to other systems in other areas of their life, they tend to always think
of scientific questions, problems and challenges through an L4-Blue
lens. It has only been since the advent of quantum mechanics that this has begun
to change — and that change is only slight. Physicists, biologists, chemists and
their kin are in a constant search for the rules which govern our physical universe,
and for refinements to the rules they already know.
Guilt is also a motivator for L4. To take a close
look at guilt in action, think about the Puritans in early U.S. history, and the
witch burnings in New England. Guilt is tied point for point to aversion. People
were “good” because being “bad” would result in eternal damnation. They made their
choices based on what they wanted to avoid. If they lost their head, like Hester
in Nathaniel Hawthorne’s The Scarlet Letter, and let what they wanted outweigh
what they didn’t want, guilt and public shame stood in as a preview of coming attractions.
This sort of aversion gone awry can produce the mass hysteria and mob justice that
overtook Salem, Massachusetts, or the House Un-American Activities witch-hunt of
the 1950’s.
As a matter of contrast, another clear motivator for L4
is justice. If the only clear-cut way to answer the instability of L3
is to impose an overlay of laws and rules, then enforcing those rules with swift,
unwavering, and blind justice is the truest measure of success for the society at
L4. Guilt and justice combined can produce a
strong set of motivations.
Finally, there is a strong motivation to control impulsiveness. Any choice made quickly without first letting it run the critical thought gauntlet, must be at least suspect, if not evil and harmful. The process of choosing in that way must also be suspect. This means that any impulsive action, or even any action which in an odd numbered system would be described as “quick thinking” or “fast on your feet” — should be seen as potentially dangerous. Every detail must be examined, weighed carefully, and evaluated before acceptance. This is one of the reasons that the wheels of justice turn so slowly.
TEACHING / LEARNING STYLE
Follow authority.
RESULTS OF SUCCESS / FAILURE AT L4-Blue
When L4 is successful, individuals
gain a strong sense of justice and enter the world each day equipped with a moral
compass, an appreciation of law and order, and a respect for peace, peace keepers,
and peacemakers. L4 provides us with the ability
to make and keep rules, as well as the ability to follow procedures and complex instructions.
With L4 we get a multi-level structure to society
where authority is delegated, and responsibility is accepted as part of the societal
agreement. L4 brings critical thinking, analysis,
rational thought, science, and widespread education.
If L4 is missing or incomplete, there can be
a lack of moral distinction between right and wrong, and good and evil. This includes
both extremes of behavior that result from this lack: rigid, merciless conformity
at one end of the spectrum, and the inability to follow rules and laws at the other.
Unsuccessful or incomplete L4 can produce inappropriate
responses to social and legal expectations and norms, and the inability to conform
to cultural standards. Without a strong and healthy L4,
there may be a lingering and dangerous confusion between justice and mercy.
GLOBAL EXAMPLE:
From a global perspective, we see L4
all over the planet. Before the fall of the former Soviet Union, that society operated
in a clearly L4 environment. Not because communism
is a strictly L4 political system — because the
purest form of communism as initially described by Karl Marx was not L4
at all. It was the way communism was executed by the USSR which made it L4.
It is the motivation and the values which distinguish one system from
another — not the end result.
The L4 characteristics often associated with
Soviet communism are the bureaucratic structure, the strictly enforced and inflexible
system of rules which route through this bureaucracy, and the almost martyr-like
fidelity to that system of rules.
L4 does not always create co-dependency, but
it does seem to generate dependency. It is a society of individuals who have turned
over their ability and willingness to set standards for their own behavior — to others
— whether the other is a church, a government, or a secret society. Giving
up our L3 independence
by sacrificing self-governance and self-control is the key to the rise of civilization
as we know it. We give the control over to others, and in return, receive
a safe, law-abiding society.
This almost worked in the former Soviet Union except for two small problems: L3 and L5. When
the USSR was formed, it took many small republics, monarchies, and other L3
cultures and regions and incorporated them into a union with a few larger and more
powerful L4 peoples. The L4
dominance was strong enough to keep the old L3
holy wars and race/ethnic wars tightly wrapped; however, as soon as the L4
overlay was removed by an elite moving to L5,
many of the republics reverted to L3 fights that
were centuries old. At the same time, the L4
components which neither wanted to move on to an L5
system or back to an L3, lay in wait for the
return of the True and Right Way — Mother Russia.
One of the most widely recognized problems with the turn of the former USSR was the
inability of the average workers to produce quality merchandise that would
be competitive in the global market. It is the L4
dependence which can be blamed for this problem because the workers were dependent
on the communist structure for their earnings, rather than being dependent on their
individual skill to produce excellence. Many of them were incredible craftspeople
when the L4 regime moved in. Without their own
self-propelling L3 sufficiently in place — and
combining with that L4 in a healthy form, there
was no way for them to require excellence of themselves. The L4
structure had squashed the L3 drive out of them,
making quality a needless concern.
The only place where L3 found an acceptable outlet
was the military, athletics, and the relentless black market. And the Red Guard in
Communist China even managed to eliminate competitive athletics!
ORGANIZATIONAL EXAMPLE:
Historically, we went from a society led by one dominant and aggressive
figure like Alexander the Great, or Atilla the Hun, to a society stratified not merely
by power struggles but by value: The King or other leader is at the top of
this structure, with advisors, ministers, and counselors below. Each of those ministers
is responsible for a specific area of kingdom business and supervises lower bureaucrats,
who are in turn responsible for the working class. About the only level below the
working class are the children, village idiots, and farm animals, and they are the
direct responsibility of the workers. The feudal system takes the pecking order of
the previous level and proclaims it to be an entirely logical, divinely ordained
heirarchy.

Take almost any corporation that’s been around for more than one hundred years,
and you’ll find a business that at least passed through L4-Blue.
Mom-and-Pop groceries may have started out as L3
markets, but as soon as they opened their second, third and fourth stores in neighboring
towns, they moved into the bureaucracy of L4.
They acquired buyers to buy for all the stores and advertisers to advertise for all.
The company structure changed from Mom and Pop actually running the store, slicing
the cheese, and balancing the books at night, to Mom and Pop hiring managers to manage
department heads, cashiers, bag-boys, and stockers, and accountants to keep the books.
The goal of the L4 grocery was to bring the same
high quality (notice the critical thought evaluation of what is high quality...)
of goods and service to everyone, regardless or where they live, and how far they
are from the beaten path (notice the fairness and justice....)

Notice how neat and tidy the L4 Organization
Chart looks. —Order from chaos at its finest.
You can plug just about any L4 organization into
that pattern and it works. If you substitute the Commander-in-Chief for the CEO,
then drop the head of each of the armed forces divisions into the Director level,
then the Admiral / General tier below that, and the full military bureaucracy structure
below each of those, the chart would still fall in these neat and orderly patterns
— just on a larger scale.
Centuries of Roman Catholicism produced the same structure, with Jehovah and the
Pope in the CEO/President slot, Cardinals, Bishops, and the bureaucracy of the church
below. Any time you see this basic structure, you’re probably looking at an L4 influenced organization.
INDIVIDUAL EXAMPLE:
While there are many examples we could look at, some of the most obvious
come from Western Christianity and Eastern Muslim societies. Both these belief systems,
when locked in L4,
produce individuals who are capable of murdering doctors in the name of God when
they openly perform abortions; torturing prisoners in the name of a holy dictator,
abandoning children who have transgressed the Law of God, and executing women who
are accused of lying and adultery.
There are also a lot of saints at L4. The wonderful
thing about an L4 existence is that if you succeed
in following all the rules — or in obtaining forgiveness when you transgress — there
is a great reward at the end. It may come before death, but more than likely it will
come in the afterlife. This provides enough motivation for most L4
individuals to stick to the straight and narrow, up to and including self sacrifice,
or the sacrifice of those they love.
In especially precocious children, L4 may show
up as an extreme need to know and follow the rules — even at a very young age. Otherwise,
the switch-on point for L4 will occur with the
chemical changes of puberty which may be linked to the ability to work in abstractions.
Melodrama is an L4 theatrical style where the
arch-villain twirls his mustache, and the Mounted Police ride in just in time to
rescue the damsel in distress from the oncoming train. Good and evil are as clear
cut as black and white — no shades of gray and no Technicolor. In the movies, L4 gave us decades of American Westerns where telling
the villains from the heroes was as easy as looking at the color of their hat. John
Wayne embodied a great L4 hero in many of his
movies — most dramatically in his personal quest to make and star in The Green
Beret, during the Viet Nam era. In a similar way, James Stewart’s role in Mr.
Smith Goes to Washington was an elegant L4,
as was Gary Cooper’s Sergeant York. In each of these films, the L4
hero was fighting for Truth, and in some cases, Truth, Justice, and the American
Way; willing to risk everything for what was right.
In It’s A Wonderful Life, Jimmy Stewart’s George Bailey was equally L4, but rather than living his L4
as a war hero or politician, he lived the way most of us do — as the hard working,
guy next door, fighting every day for what’s right and what’s honest. He runs a “Building
and Loan” — not to make a huge banker’s profit, but so everyone in town has a fair
chance at owning their own home. In the ultimate Capraesque morality tale, George
almost looses everything but learns in the end that he’s the richest man in town
because he has so many friends.
In print, former Secretary of Education and Drug Czar, William Bennett, has built
a publishing career on the L4 system of thought
with collections like The Book of Virtues. His perception of generations cast
adrift without the benefit of a good, strong L4
structure is shared by many, and it is that audience which has bought Bennet’s books
to bolster values, morals, and conscience in their children and grandchildren.
Historically, the greatest glory, the brightest heaven, the monuments and statuary,
and the highest rewards and acclaim are reserved for those who risk everything in
the name of Right. In many ways, the cheese at the end of the maze is what makes
the L4 mouse run. At the same time, the process
of standing up for the truth may be its own reward.
![]()
THEL4-BLUE MEASURING STICK
1. Is there a clear right and wrong?
2. Is there respect for law and representatives of the law?
3. Is it easy to identify good and evil?
4. Is there a rule structure in place for all or most daily activities?
5. Is there experimentation, testing, and/or critical evaluation?
CORE LEARNING AT L4-Blue
ARCHETYPE:
And what does this level repress? Everything it deems sinful or heretical—anything
that violates or contradicts its Truth. Collectively these repressions constitute
the Shadow. This includes forbidden lusts and hungers as well as observations that
deviate from orthodoxy. As at each level, repression sends considerable energy to
the unconscious to keep it down, thereby depriving consciousness. A common medieval
complaint was that monks often lost energy even as they became more and more virtuous
(i.e., repressed). Consequently, people at stage four are tempted either to give
in to the Shadow (to enjoy the excitement and pleasures of sin directly) or to release
it vicariously, e.g., denouncing sins described with near pornographic details (as
in some medieval tracts), so that the devout audience can simultaneously feel virtuous
and sexually aroused. The emergence of the Shadow does not necessarily mean becoming
a villain, but is better exemplified by Luther, who renounced his monastic vows,
married a nun, and denounced many of his former beliefs as superstitions. The legend
of his thrown an inkwell at the devil might be interpreted as his seeing his Shadow
and becoming a more passionate, dynamic individual in the process. His subjecting
scripture to a rational critique (going so far as to denounce the book of James)
shows how the surfacing of that Shadow was preparing the way for the very conscious,
scientific rationalism of the next level.
CONTINUE TO Graves & Jung Level 5
OPEN THE JOURNAL OF HUMAN THRESHOLD SYSTEMS MAIN PAGE IN A NEW WIHNDOW